KRMA


Conscious Companies ETF

Fund Summary

The Global X Conscious Companies ETF (KRMA) is designed to provide investors an opportunity to invest in well-managed companies that achieve financial performance in a sustainable and responsible manner and exhibit positive Environmental, Social and Corporate Governance (ESG) characteristics.

Fund Objective

The Global X Conscious Companies ETF (KRMA) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Concinnity Conscious Companies Index.

Why KRMA?

Well-Managed Companies

As the first ETF to utilize the Multi-stakeholder Operating System (MsOS), KRMA offers exposure to companies achieving positive outcomes for 5 key stakeholders: Customers, Suppliers, Stock & Debt Holders, Local Communities, and notably, Employees.

Rigorously Researched

Through the Concinnity Conscious Companies Index, KRMA employs proactive (positive) screens in a proprietary, 3-step process that monitors for consistent achievement, establishing a very high bar for inclusion.

Depth and Breadth

KRMA applies a wide range of sources that focus on measuring positive outcomes, including fundamental financial ratios to assess for operational efficiency and other long-term value creation indicators.

Fund Details As of 1/17/20

Key Facts

Ticker KRMA
Inception Date 2016-07-11
CUSIP 37954Y 731
ISIN US37954Y7316
Bloomberg Index Ticker KRMATR
Primary Exchange Nasdaq

Stats & Fees

Net Assets $95,655,200.32
NAV $24.22
Shares Outstanding 3,950,000
Total Expense Ratio 0.43%

Distributions

30-Day SEC Yield 1.61%
Distribution Frequency Semi-Annually

Fund Prices As of 1/17/20

NAV Price
Net Asset Value $24.22 Closing Price $24.22
Daily Change $0.09 0.39% Daily Change $0.07 0.27%

Performance History

Cumulative %

Data as of month end (12/31/19)

Fund NAV Closing Price Index
1 Month 2.90% 2.63% 2.94%
3 Months 7.70% 7.59% 7.84%
6 Months 9.14% 9.36% 9.41%
Since Inception 65.16% 65.57% 67.97%

Avg Annualized %

Data as of month end (12/31/19)

Fund NAV Closing Price Index
1 Year 30.33% 30.59% 30.92%
3 Years 15.80% 15.87% 16.39%
Since Inception 15.56% 15.64% 16.10%

Avg Annualized %

Data as of quarter end (12/31/19)

Fund NAV Closing Price Index
1 Year 30.33% 30.59% 30.92%
3 Years 15.80% 15.87% 16.39%
Since Inception 15.56% 15.64% 16.10%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 1/17/20

Return on Equity 19.90%
Average Market Cap $112,374.00 M
2018 2019
Price-to-earnings 19.63 19.11
Price-to-book value 4.08 3.58

Source: AltaVista Research, LLC

Fund Risk Stats As of 1/17/20

Versus Beta
S&P 500 0.98
MSCI EAFE 0.91
MSCI Emg. Mkts 0.59
Standard Deviation 12.20%

Source: AltaVista Research, LLC

Top 10 Holdings

As of 1/17/20
Net Assets % Name Market Price ($) Shares Held Market Value ($)
0.76 ON SEMICONDUCTOR CORP 25.00 28,998 724,950.00
0.74 ELI LILLY & CO 139.58 5,052 705,158.16
0.74 APPLE INC 318.73 2,210 704,393.30
0.73 ADOBE INC 349.74 1,993 697,031.82
0.72 HUMANA INC 366.55 1,880 689,114.00
0.71 NVIDIA CORP 249.28 2,738 682,528.64
0.71 MORGAN STANLEY 57.51 11,766 676,662.66
0.70 REGENERON PHARMACEUTICALS 385.94 1,747 674,237.18
0.70 NETFLIX INC 339.67 1,982 673,225.94
0.70 BEST BUY CO INC 89.94 7,468 671,671.92
Holdings are subject to change. Cash, where shown, includes other assets and liabilities, such as payables and receivables.

Investing involves risk, including the possible loss of principal. KRMA may underperform other similar funds that do not consider conscious company guidelines when making
investment decisions. The information provided is not intended for trading purposes, and should not be considered investment advice.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are
calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Global X Funds are not sponsored, endorsed, issued, sold or promoted by Concinnity, nor does Concinnity make any representations regarding the advisability of investing in the
Global X Funds.

Carefully consider the fund’s investment objectives, risk factors, charges, and expenses before investing. This and additional information can be found in the fund’s full or summary prospectus, which may be obtained by visiting globalxetfs.co.jp. Please read the prospectus carefully before investing.