FINX


FinTech ETF

Fund Summary

The Global X FinTech ETF (FINX) seeks to invest in companies on the leading edge of the emerging financial technology sector, which encompasses a range of innovations helping to transform established industries like insurance, investing, fundraising, and third-party lending through unique mobile and digital solutions.

Fund Objective

The Global X FinTech ETF (FINX) seeks to provide investment results that correspond generally to the price and yield performance, before fees and expenses, of the Indxx Global FinTech Thematic Index.

Why FINX?

High Growth Potential

FINX enables investors to access high growth potential through companies that are applying technological innovations to disrupt and improve delivery of financial services.

Unconstrained Approach

FINX's composition transcends classic sector, industry, and geographic classifications by tracking an emerging theme.

ETF Efficiency

In a single trade, FINX delivers access to dozens of companies with high exposure to the FinTech theme.

Fund Details As of 12/6/19

Key Facts

Ticker FINX
Inception Date 2016-09-12
CUSIP 37954Y814
ISIN US37954Y8140
Bloomberg Index Ticker IFINXNT
Primary Exchange Nasdaq

Stats & Fees

Net Assets $410,525,313.63
NAV $29.97
Shares Outstanding 13,700,000
Total Expense Ratio 0.68%

Distributions

30-Day SEC Yield -0.33%
Distribution Frequency Semi-Annually

Fund Prices As of 12/6/19

NAV Price
Net Asset Value $29.97 Closing Price $30.00
Daily Change $0.03 0.11% Daily Change $0.02 0.05%

Performance History

Cumulative %

Data as of month end (11/30/19)

Fund NAV Closing Price Index
1 Month 6.72% 6.79% 6.78%
3 Months 4.78% 5.06% 4.93%
6 Months 8.85% 8.96% 9.30%
Since Inception 102.79% 103.05% 107.13%

Avg Annualized %

Data as of month end (11/30/19)

Fund NAV Closing Price Index
1 Year 24.42% 24.59% 25.32%
3 Years 27.05% 27.02% 27.92%
Since Inception 24.58% 24.63% 25.41%

Avg Annualized %

Data as of quarter end (9/30/19)

Fund NAV Closing Price Index
1 Year 0.36% 0.50% 1.03%
3 Years 23.51% 23.41% 24.32%
Since Inception 23.75% 23.78% 24.58%

Cumulative return is the aggregate amount that an investment has gained or lost over time. Annualized Return is the average return gained or lost by an investment each year over a given time period.

The performance data quoted represents past performance. Past performance does not guarantee future results. The investment return and principal value of an investment will fluctuate so that an investor’s shares, when sold or redeemed, may be worth more or less than their original cost and current performance may be lower or higher than the performance quoted.

Fund Characteristics As of 12/6/19

Return on Equity 18.00%
Average Market Cap $15,001.00 M
2018 2019
Price-to-earnings 41.32 36.44
Price-to-book value 7.12 6.07

Source: AltaVista Research, LLC

Fund Risk Stats As of 12/6/19

Versus Beta
S&P 500 1.22
MSCI EAFE 1.04
MSCI Emg. Mkts 0.75
Standard Deviation 18.50%

Source: AltaVista Research, LLC

Top 10 Holdings

As of 12/6/19
Net Assets % Name Market Price ($) Shares Held Market Value ($)
14.00 FISERV INC 114.49 501,847 57,456,463.03
6.22 FIDELITY NATIONA 138.58 184,164 25,521,447.12
5.61 ADYEN NV 775.42 29,706 23,034,573.18
5.34 INTUIT INC 256.18 85,564 21,919,785.52
5.30 XERO LTD 56.22 386,863 21,747,534.12
5.18 GUIDEWIRE SOFTWARE INC 110.77 192,117 21,280,800.09
5.08 SQUARE INC - A 67.98 306,573 20,840,832.54
4.88 PAYPAL HOLDINGS INC 104.34 192,027 20,036,097.18
4.84 BLACK KNIGHT INC 63.31 313,662 19,857,941.22
4.77 SS&C TECHNOLOGIE 59.65 328,425 19,590,551.25
Holdings are subject to change. Cash, where shown, includes other assets and liabilities, such as payables and receivables.

Investing involves risk, including the possible loss of principal. The investable universe of companies in which FINX may invest may be limited. The Fund invests in securities of companies engaged in Information Technology which can be affected by rapid product obsolescence, and intense industry competition. International investments may involve risk of capital loss from unfavorable fluctuation in currency values, from differences in generally accepted accounting principles or from social, economic or political instability in other nations. FINX is non-diversified. The information provided is not intended for trading purposes, and should not be considered investment advice.

Shares of ETFs are bought and sold at market price (not NAV) and are not individually redeemed from the Fund. Brokerage commissions will reduce returns. Global X NAVs are
calculated using prices as of 4:00 PM Eastern Time. Indices are unmanaged and do not include the effect of fees, expenses or sales charges. One cannot invest directly in an index.

Global X Funds are not sponsored, endorsed, issued, sold or promoted by Indxx, nor does Indxx make any representations regarding the advisability of investing in the Global X Funds.

Carefully consider the fund’s investment objectives, risk factors, charges, and expenses before investing. This and additional information can be found in the fund’s full or summary prospectus, which may be obtained by visiting globalxetfs.co.jp. Please read the prospectus carefully before investing.